Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Wayne Siegel | 4247247 | 1 | 12/20/2021 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |
| Nicholas Rice | 6913800 | 2 | 09/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Douglas Freeman | 4399338 | 1 | 09/10/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kevin Joseph Lingenfelser | 5195286 | 1 | 08/19/2021 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Daniel Paul Dueweke | 3261553 | 1 | 07/09/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Blaser | 2162901 | 2 | 06/07/2021 | Customer Dispute | Denied | $3,000,000.00 | $0.00 | See FINRA Report |
| Nathan Law | 5562863 | 3 | 06/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Gregory Provance | 5555564 | 1 | 05/28/2021 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Bruce Robert Hosler | 2581041 | 1 | 05/19/2021 | Customer Dispute | Closed-No Action | $381,758.00 | $0.00 | See FINRA Report |
| Randall Jon Ehle | 2460285 | 1 | 03/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |