Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Mark Finder | 1133494 | 1 | 01/20/2001 | Customer Dispute | Denied | $5,786.27 | $0.00 | See FINRA Report |
| Charles Durham Dodds | 1453876 | 4 | 01/18/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Aaron Jack Simon | 3092798 | 1 | 01/16/2001 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Kenneth Alan Muskat | 4230037 | 2 | 01/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Kevin Liguzinski | 2487288 | 2 | 11/07/2000 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Stephen Tyler Ingalls | 2775816 | 1 | 07/25/2000 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Todd Robert Emoff | 2375815 | 1 | 05/09/2000 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Hine | 2000926 | 1 | 05/04/2000 | Customer Dispute | Closed-No Action | $42,800.00 | $0.00 | See FINRA Report |
| Ronald John Yoviene | 2170318 | 2 | 04/24/2000 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| Jared Daniel Burke | 4537891 | 2 | 04/06/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |