Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Candace Gordon Kaplan | 712576 | 1 | 07/11/2001 | Customer Dispute | Settled | $17,709.90 | $0.00 | See FINRA Report |
| Richard Preston Tonkinson | 2178590 | 3 | 06/26/2001 | Customer Dispute | Denied | $6,838.71 | $0.00 | See FINRA Report |
| Richard Brian Gurz | 3021130 | 1 | 06/12/2001 | Customer Dispute | Denied | $9,900.00 | $0.00 | See FINRA Report |
| Lee Michael Lehmkuhler | 5110265 | 1 | 06/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cary Amin Grunder | 2102670 | 1 | 05/14/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Dallas Godchaux | 4120189 | 1 | 03/20/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jeremy Mark Lobo | 2945385 | 2 | 03/19/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Allen Jacobsen | 2392010 | 1 | 03/02/2001 | Customer Dispute | Settled | $8,126.00 | $0.00 | See FINRA Report |
| Michael Richard Krisko | 4686873 | 1 | 02/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark John Yatros | 2256011 | 1 | 01/22/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |