Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Joseph Lintemuth | 1219926 | 1 | 06/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Piscura | 1026461 | 2 | 06/07/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Scott Lee Smith | 1219136 | 1 | 06/06/2002 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Robert J Adler | 1052077 | 1 | 05/23/2002 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Francis Thomas Boyle | 1509908 | 1 | 05/23/2002 | Customer Dispute | Pending | $43,000.00 | $0.00 | See FINRA Report |
| David Michael Greenleaf | 2370933 | 1 | 04/10/2002 | Customer Dispute | Denied | $15,173.90 | $0.00 | See FINRA Report |
| Steven Wayne La Porte | 3085305 | 2 | 03/21/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harry Michel Romain | 1607294 | 1 | 03/18/2002 | Customer Dispute | Closed-No Action | $6,500.00 | $0.00 | See FINRA Report |
| Boden Daniel Bierman | 6217023 | 1 | 03/15/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicole Francis | 1685116 | 3 | 03/08/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |