Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Crystal Bivins Lee | 5086937 | 2 | 09/24/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stuart Francis Honenberger | 4964127 | 1 | 08/21/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Renard Berglund | 2164698 | 2 | 08/21/2002 | Customer Dispute | Settled | $185,000.00 | $0.00 | See FINRA Report |
| Timothy John Mahalak | 2593524 | 1 | 08/09/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Hatfield | 3111861 | 2 | 07/26/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jay Stibbe | 2660466 | 1 | 07/24/2002 | Customer Dispute | Denied | $6,914.00 | $0.00 | See FINRA Report |
| Peter Charles McManus | 1284284 | 4 | 07/15/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Erle Mark Petrie | 1943839 | 2 | 07/15/2002 | Customer Dispute | Denied | $39,000.00 | $0.00 | See FINRA Report |
| Brian Michael Dowd | 2450185 | 1 | 06/21/2002 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Jean Ellen Kelley | 2270837 | 1 | 06/18/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |