Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Armand Gerard Cote | 2807357 | 1 | 12/03/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Eugene Juilfs | 2849378 | 3 | 12/02/2002 | Customer Dispute | Settled | $10,178.00 | $0.00 | See FINRA Report |
| Nicholas Pantano | 4556435 | 1 | 11/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurence Gerard Claudia | 4315887 | 3 | 11/16/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Michael Eugene Juilfs | 2849378 | 3 | 11/14/2002 | Customer Dispute | Denied | $106,720.00 | $0.00 | See FINRA Report |
| Richard Charles Moldenhauer | 337721 | 1 | 11/12/2002 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| John Robert Raybould | 3111222 | 2 | 11/04/2002 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |
| Christopher Gerard Murphy | 1373286 | 1 | 10/31/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Michael Lohr | 2460278 | 1 | 10/17/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Robert R Vallee | 4604400 | 1 | 09/26/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |