Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Haught Long | 2643443 | 1 | 04/01/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Ward Mazer | 1273953 | 1 | 03/04/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| John Michael Cronin | 2181589 | 2 | 03/03/2004 | Customer Dispute | Denied | $33,500.00 | $0.00 | See FINRA Report |
| Crystal Bivins Lee | 5086937 | 2 | 02/28/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Duane Bonebrake | 3087979 | 1 | 02/26/2004 | Customer Dispute | Denied | $95,000.00 | $0.00 | See FINRA Report |
| Robert Stuart Holden | 4823758 | 1 | 02/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph Sullivan | 2501384 | 1 | 02/06/2004 | Customer Dispute | Denied | $6,274.35 | $0.00 | See FINRA Report |
| Nicole Noel Sargent | 6376773 | 1 | 02/02/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Novotny | 2261272 | 1 | 01/12/2004 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Barbara Ann Budny | 1716265 | 2 | 01/06/2004 | Customer Dispute | Settled | $153,000.00 | $0.00 | See FINRA Report |