Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles John Thornton | 5368109 | 1 | 08/20/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Paul Gressett | 3140619 | 2 | 08/01/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Obrien | 2150929 | 2 | 07/22/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Michael Cronin | 2181589 | 2 | 07/11/2005 | Customer Dispute | Settled | $67,000.00 | $0.00 | See FINRA Report |
| Robert James Jack Earl | 2583215 | 1 | 06/07/2005 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Douglas Matthew Glynn | 2470056 | 1 | 05/31/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Gregory Tucker | 3030071 | 2 | 05/11/2005 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| John Andrew Donohue | 1001864 | 4 | 04/27/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Murray | 2037323 | 2 | 04/26/2005 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Jay Kenneth Wallick | 1501761 | 1 | 04/22/2005 | Customer Dispute | Denied | $9,233.39 | $0.00 | See FINRA Report |