Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Jeffrey Langstaff | 4664797 | 1 | 03/26/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Roger Dennis Wood | 472097 | 1 | 03/11/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Lawrence Stern | 2169171 | 1 | 01/29/2008 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Lisa Anne Noonan | 3140844 | 2 | 01/25/2008 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Paul William Combs | 1807246 | 1 | 01/22/2008 | Customer Dispute | Settled | $68,643.00 | $0.00 | See FINRA Report |
| Adam Zielinski | 5373672 | 1 | 01/19/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Vardoulakis | 2520542 | 1 | 01/10/2008 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| James Franklin Parker | 2268274 | 1 | 10/29/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Eric Pape | 2476005 | 1 | 10/08/2007 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Robert Kenneth Scrabis | 2110430 | 2 | 10/03/2007 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |