Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antoinette Gega | 2406555 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chester Oliver Gordon | 6664493 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kurt Charles Jackson | 2913769 | 2 | 11/22/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michelle Judith Perry | 6106242 | 1 | 10/12/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Appolito | 6698 | 1 | 09/15/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Frank Edward Clegg | 725190 | 1 | 08/18/2022 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Richard Ray Rainforth | 4151558 | 1 | 08/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Jonathan Sokolowski | 2221001 | 2 | 08/02/2022 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Vanessa Michelle Jilot | 5350507 | 1 | 07/28/2022 | Customer Dispute | Final | $1,200,000.00 | $0.00 | See FINRA Report |
| Evan Ray Chertkov | 1855635 | 1 | 07/15/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |