Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Ray Wisdom | 1050687 | 1 | 08/24/2008 | Customer Dispute | Closed-No Action | $5,400.00 | $0.00 | See FINRA Report |
| William Ray Verhagen | 1603551 | 1 | 08/18/2008 | Customer Dispute | Settled | $21,493.00 | $0.00 | See FINRA Report |
| Rondi Kim Albrecht | 2381832 | 1 | 07/29/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Preston Tonkinson | 2178590 | 3 | 07/28/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David William Powell | 1592462 | 1 | 07/15/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Susan Marie Priem | 1449418 | 1 | 06/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Edward Prue | 2129636 | 2 | 06/11/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Andrew Donohue | 1001864 | 4 | 05/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Will Dietz | 4512303 | 1 | 04/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Michael English | 2256420 | 1 | 03/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |