Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul David Levin | 1294440 | 2 | 02/22/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Paul Sileo | 1310571 | 1 | 02/22/2010 | Customer Dispute | Settled | $2,600,000.00 | $0.00 | See FINRA Report |
| Michelle R Martin | 3165837 | 1 | 02/16/2010 | Customer Dispute | Denied | $28,378.00 | $0.00 | See FINRA Report |
| John Michael Augustine | 2304923 | 2 | 02/15/2010 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| James Mason Heidt III | 4542902 | 1 | 02/09/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Eugene Meyer | 2874399 | 1 | 01/21/2010 | Customer Dispute | Denied | $25,921.40 | $0.00 | See FINRA Report |
| Jerald Gordon Rubin | 1673485 | 1 | 01/19/2010 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Nathan Robert Walters | 2137772 | 1 | 12/31/2009 | Customer Dispute | Settled | $818,521.00 | $0.00 | See FINRA Report |
| John Peter Gingas | 708441 | 1 | 12/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Robert Parsons | 2158884 | 1 | 12/21/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |