Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Augustine | 2304923 | 2 | 05/20/2010 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
| Jeffrey David Rockwell | 4541672 | 2 | 05/19/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Klaudia Anna A Conradt | 2713581 | 1 | 05/07/2010 | Customer Dispute | Settled | $48,125.00 | $0.00 | See FINRA Report |
| Mark Stephen Catrabone | 2340001 | 2 | 04/07/2010 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Steven Joseph Blandino | 2687345 | 2 | 04/06/2010 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Philip Andrew McCaull | 4345881 | 1 | 03/04/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Charles McManus | 1284284 | 4 | 03/01/2010 | Customer Dispute | Denied | $57,741.40 | $0.00 | See FINRA Report |
| Peter Charles McManus | 1284284 | 4 | 03/01/2010 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Peter Charles McManus | 1284284 | 4 | 03/01/2010 | Customer Dispute | Denied | $570,407.00 | $0.00 | See FINRA Report |
| Dennis Ronald Browne | 2710387 | 1 | 02/26/2010 | Customer Dispute | Denied | $7,373.17 | $0.00 | See FINRA Report |