Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Joseph Desepoli | 3147277 | 1 | 06/02/2023 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Christopher M Moran | 4249353 | 2 | 05/31/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sheila Brand Stehlin | 4410030 | 2 | 05/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Segal | 1886939 | 1 | 05/15/2023 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Seth Aaron Renaud | 4946831 | 1 | 05/15/2023 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Christie Caliva | 5527773 | 1 | 04/12/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Mark David Ferrer | 1053006 | 1 | 04/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Alan Meyerson | 2075361 | 2 | 02/08/2023 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Michael William Bakker | 1843121 | 1 | 02/02/2023 | Customer Dispute | Denied | $507,708.00 | $0.00 | See FINRA Report |
| Joseph P Silvestri | 1812212 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |