Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Gregory Provance | 5555564 | 1 | 05/28/2021 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Bruce Robert Hosler | 2581041 | 1 | 05/19/2021 | Customer Dispute | Closed-No Action | $381,758.00 | $0.00 | See FINRA Report |
| Sean Paul Gross | 1989584 | 1 | 03/29/2021 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Kurt Charles Jackson | 2913769 | 2 | 03/12/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Daniel Wyson | 4021197 | 2 | 02/23/2021 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Micah Ray Crabdree | 6144896 | 1 | 02/03/2021 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Shawn Christena Quam-Schulz | 2042238 | 1 | 01/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Marie Carson | 3149084 | 1 | 12/18/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michele Wrabley | 6798411 | 1 | 12/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Wood Diamond | 1319295 | 1 | 11/08/2020 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |