Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Aaron Yohon | 2783159 | 1 | 07/25/2011 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| William J Ferguson | 2342362 | 1 | 06/13/2011 | Customer Dispute | Settled | $21,254.90 | $0.00 | See FINRA Report |
| Frank Garman Fitzgerald | 1422868 | 2 | 06/08/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Roland Migneault | 2978650 | 2 | 05/12/2011 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
| Jonathan Treat Lewis | 1616945 | 2 | 04/04/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Fred O Buckley | 1056607 | 1 | 04/04/2011 | Customer Dispute | Settled | $91,700.00 | $0.00 | See FINRA Report |
| Jeffrey Lynn Boyer | 5240789 | 1 | 03/29/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Dustin Scott Millard | 4738869 | 1 | 03/22/2011 | Customer Dispute | Settled | $330,000.00 | $0.00 | See FINRA Report |
| Christopher William Pascale | 2562003 | 1 | 03/08/2011 | Customer Dispute | Denied | $9,100.00 | $0.00 | See FINRA Report |
| Kris Tulane Maksimovich | 4185617 | 2 | 03/08/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |