Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Wyson | 4021197 | 2 | 07/03/2012 | Customer Dispute | Denied | $53,078.80 | $0.00 | See FINRA Report |
| Decarla Shevon Reed | 4214466 | 2 | 06/13/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Barton Edmunds | 3218179 | 1 | 06/12/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Albert Flick | 1122359 | 1 | 05/23/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eldon Richard Harsin | 1172371 | 2 | 05/16/2012 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Craig Gary Richman | 1183507 | 1 | 04/20/2012 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Michael Alan Manning | 1385785 | 1 | 03/27/2012 | Customer Dispute | Withdrawn | $33,000.00 | $0.00 | See FINRA Report |
| John Francis Walsh | 2386920 | 2 | 03/22/2012 | Customer Dispute | Denied | $8,100.00 | $0.00 | See FINRA Report |
| Michael Jeffrey Passante | 2873488 | 1 | 02/10/2012 | Customer Dispute | Closed-No Action | $7,032.39 | $0.00 | See FINRA Report |
| Frank Garman Fitzgerald | 1422868 | 2 | 01/13/2012 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |