Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Casey Elizabeth Johnson | 5437601 | 1 | 03/15/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Andrew Burr | 5393368 | 1 | 01/08/2013 | Customer Dispute | Denied | $6,205.00 | $0.00 | See FINRA Report |
| Ahmad Motallebi Kashani | 1079626 | 1 | 01/04/2013 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| William James Markovich | 4702845 | 1 | 12/14/2012 | Customer Dispute | Denied | $20,242.00 | $0.00 | See FINRA Report |
| Harsh Mehra | 3024860 | 4 | 12/14/2012 | Customer Dispute | Denied | $51,618.80 | $0.00 | See FINRA Report |
| Mark Douglas Erwin | 3039639 | 2 | 11/16/2012 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Ronald John Yoviene | 2170318 | 2 | 11/01/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Asher Lieblich | 1996614 | 1 | 09/26/2012 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Blaser | 2162901 | 2 | 08/09/2012 | Customer Dispute | Settled | $613,000.00 | $0.00 | See FINRA Report |
| Scott Alan Meyerson | 2075361 | 2 | 08/07/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |