Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Wayne La Porte | 3085305 | 2 | 02/21/2019 | Customer Dispute | Denied | $17,425.80 | $0.00 | See FINRA Report |
| Kive Israel Strickoff | 4094082 | 1 | 01/31/2019 | Customer Dispute | Settled | $14,056.20 | $0.00 | See FINRA Report |
| Michael John Feeney | 4467525 | 1 | 01/19/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Robert Hammer | 2246912 | 1 | 01/17/2019 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Bert William McClintock | 4273547 | 1 | 10/29/2018 | Customer Dispute | Settled | $5,619.45 | $0.00 | See FINRA Report |
| John Sherwin | 3242128 | 1 | 09/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Iannazzo | 1264630 | 1 | 09/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lane Gabay | 1032946 | 2 | 09/12/2018 | Customer Dispute | Denied | $52,500.00 | $0.00 | See FINRA Report |
| John Derek Glicco | 4876582 | 1 | 09/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Wong Allen | 5456358 | 1 | 08/02/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |