Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Durham Dodds | 1453876 | 4 | 12/28/2011 | Customer Dispute | Settled | $8,029.25 | $0.00 | See FINRA Report |
| Steven James Beauvais | 706078 | 1 | 11/14/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Christopher Scalzo | 2909754 | 1 | 11/11/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Langstaff | 2594127 | 3 | 08/18/2011 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Curtis Aaron Yohon | 2783159 | 1 | 07/25/2011 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| William J Ferguson | 2342362 | 1 | 06/13/2011 | Customer Dispute | Settled | $21,254.90 | $0.00 | See FINRA Report |
| Jonathan Treat Lewis | 1616945 | 2 | 04/04/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Fred O Buckley | 1056607 | 1 | 04/04/2011 | Customer Dispute | Settled | $91,700.00 | $0.00 | See FINRA Report |
| Jeffrey Lynn Boyer | 5240789 | 1 | 03/29/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Dustin Scott Millard | 4738869 | 1 | 03/22/2011 | Customer Dispute | Settled | $330,000.00 | $0.00 | See FINRA Report |