Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Christopher Virostek | 1998826 | 1 | 03/28/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Allen Eppley | 2019262 | 2 | 03/27/2013 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| William Christopher Jones | 4934986 | 1 | 03/22/2013 | Customer Dispute | Settled | $5,975.12 | $0.00 | See FINRA Report |
| Asher Lieblich | 1996614 | 1 | 09/26/2012 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Blaser | 2162901 | 2 | 08/09/2012 | Customer Dispute | Settled | $613,000.00 | $0.00 | See FINRA Report |
| John Barton Edmunds | 3218179 | 1 | 06/12/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Albert Flick | 1122359 | 1 | 05/23/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eldon Richard Harsin | 1172371 | 2 | 05/16/2012 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Craig Gary Richman | 1183507 | 1 | 04/20/2012 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Adrian Fernando Dodds | 3091601 | 1 | 12/28/2011 | Customer Dispute | Settled | $8,029.25 | $0.00 | See FINRA Report |