Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Flynn Tomer | 4801360 | 2 | 04/02/2020 | Customer Dispute | Settled | $15,060.00 | $0.00 | See FINRA Report |
| Kevin Manuel Vieira | 3249335 | 1 | 03/10/2020 | Customer Dispute | Settled | $67,054.00 | $0.00 | See FINRA Report |
| Normand Poulin | 2696609 | 1 | 10/01/2019 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Kive Israel Strickoff | 4094082 | 1 | 01/31/2019 | Customer Dispute | Settled | $14,056.20 | $0.00 | See FINRA Report |
| Paul Robert Hammer | 2246912 | 1 | 01/17/2019 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Bert William McClintock | 4273547 | 1 | 10/29/2018 | Customer Dispute | Settled | $5,619.45 | $0.00 | See FINRA Report |
| Ivy Hope Menchel | 2108172 | 1 | 04/13/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Lawrence Bria | 3208800 | 1 | 12/16/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Robert Raybould | 3111222 | 2 | 08/31/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Justin Neil Hutt | 4668154 | 1 | 04/24/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |