Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Fitzgerald Agre | 2298657 | 1 | 01/29/1997 | Customer Dispute | Settled | $89,938.60 | $0.00 | See FINRA Report |
| John Andrew Donohue | 1001864 | 4 | 02/28/1996 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| David Linus Kelly | 1597375 | 2 | 01/25/1996 | Customer Dispute | Settled | $878,941.00 | $0.00 | See FINRA Report |
| James Gregory McKee | 2233998 | 1 | 06/28/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Xavier Caggiano | 1934069 | 1 | 09/15/1994 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| William Michael Leeb | 731563 | 3 | 12/23/1992 | Customer Dispute | Settled | $102,436.00 | $0.00 | See FINRA Report |
| Richard Arthur Fitzer | 1030664 | 2 | 08/26/1992 | Customer Dispute | Settled | $47,500.00 | $0.00 | See FINRA Report |
| Meredith Ezell Flautt | 1010806 | 1 | 04/14/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Arthur Fitzer | 1030664 | 2 | 02/14/1992 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Joanne Defranco Astle | 851648 | 4 | 02/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |