Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kerri M Sullivan-Kreiss | 2141713 | 1 | 10/25/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harsh Mehra | 3024860 | 4 | 10/06/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Paul Gressett | 3140619 | 2 | 08/01/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Obrien | 2150929 | 2 | 07/22/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Michael Cronin | 2181589 | 2 | 07/11/2005 | Customer Dispute | Settled | $67,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Murray | 2037323 | 2 | 04/26/2005 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| William Thomas Ryan | 408356 | 1 | 03/20/2005 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Kirk Fredrickson Tassell | 2921618 | 1 | 01/18/2005 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Xiomara Maribel Vielman | 4535646 | 1 | 12/20/2004 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Mark Stephen Catrabone | 2340001 | 2 | 11/15/2004 | Customer Dispute | Settled | $10,130.50 | $0.00 | See FINRA Report |