Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Linus Kelly | 1597375 | 2 | 03/12/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stewart Ross Moscov | 341184 | 1 | 09/24/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Zigman | 2021663 | 1 | 10/15/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carl Francis Bailey | 870110 | 2 | 02/26/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Williams | 1727207 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Oswald Robert Donaldson | 1535770 | 2 | 08/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen John Wood | 1386634 | 2 | 01/31/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Scott Colella | 1606466 | 1 | 07/12/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Ann Dende | 2311499 | 1 | 03/31/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |