Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Andrew McCaull | 4345881 | 1 | 03/04/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Mason Heidt III | 4542902 | 1 | 02/09/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Gregory Hana | 811949 | 1 | 12/07/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Mark Gold | 2083399 | 1 | 09/15/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jodi M Woodruff | 2903880 | 1 | 03/01/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John David Amick | 4485089 | 1 | 01/28/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Edward Barish | 4580494 | 1 | 03/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Romaine | 1303943 | 1 | 08/25/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Gerald Murphy | 2574481 | 3 | 03/16/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Gerald Murphy | 2574481 | 3 | 12/23/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |