Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Douglas Freeman | 4399338 | 1 | 09/10/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kevin Joseph Lingenfelser | 5195286 | 1 | 08/19/2021 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Fred Boudiab Carter | 1679087 | 1 | 09/28/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| William Watkins Peerman | 1238636 | 1 | 09/17/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Francis Thomas Boyle | 1509908 | 1 | 05/23/2002 | Customer Dispute | Pending | $43,000.00 | $0.00 | See FINRA Report |