Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darrell Dwayne Williams | 3106131 | 3 | 09/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darrell Dwayne Williams | 3106131 | 3 | 06/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Heim | 5522892 | 1 | 12/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Morin | 7047189 | 1 | 11/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fred Boudiab Carter | 1679087 | 1 | 09/28/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jaime Rheaume | 5297783 | 1 | 08/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victor David Maldonado | 4310439 | 3 | 06/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiffany M Holt | 4810131 | 1 | 06/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victor David Maldonado | 4310439 | 3 | 05/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victor David Maldonado | 4310439 | 3 | 05/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |