Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Caitlin Trites | 7025160 | 1 | 08/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clint Livingston | 7232661 | 4 | 07/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clint Livingston | 7232661 | 4 | 04/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clint Livingston | 7232661 | 4 | 02/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clint Livingston | 7232661 | 4 | 12/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Douglas Fierro | 3054107 | 1 | 11/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nick Lyons | 7551916 | 1 | 11/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Dimartini | 2211270 | 2 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Renee Egan | 5906733 | 5 | 08/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Renee Egan | 5906733 | 5 | 08/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |