Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Anthony Maloney | 6148072 | 3 | 06/26/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lauren Campbell | 6622911 | 1 | 06/01/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David M Workman | 6276963 | 1 | 12/26/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Zielinski | 5373672 | 1 | 01/19/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Desepoli | 5440204 | 1 | 02/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean S Compton | 5549372 | 1 | 09/19/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles John Thornton | 5368109 | 1 | 08/20/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Foster | 5738285 | 1 | 02/07/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Crystal Bivins Lee | 5086937 | 2 | 02/28/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Stuart Holden | 4823758 | 1 | 02/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |