Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Maehl | 316759 | 1 | 03/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Elizabeth Chapman | 5209601 | 1 | 03/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Munits | 4569838 | 1 | 02/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian R Donahue | 3227922 | 1 | 11/22/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Emmett Tubridy Jr. | 4509256 | 3 | 09/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Caprai | 3145115 | 2 | 09/10/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Hodges | 5292862 | 1 | 08/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Randy Roloff | 4035200 | 1 | 08/29/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Henry Sehl | 5152078 | 2 | 08/06/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Decarla Shevon Reed | 4214466 | 2 | 07/31/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |