Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bridget Marie Maillard | 7280107 | 1 | 11/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Hackley | 1977760 | 2 | 09/28/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam R Horde | 5977455 | 1 | 08/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shaun Walton | 7605645 | 1 | 07/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Peck | 6267699 | 1 | 07/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emily Anne Mullane | 6320262 | 1 | 05/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Anthony Oberlin | 2962968 | 2 | 04/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jillian Catherine Feehan | 6023011 | 1 | 02/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Flynn Tomer | 4801360 | 2 | 02/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Hackley | 1977760 | 2 | 01/31/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |