Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Conrad Robert Pensavalle | 717575 | 2 | 06/14/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alger Gary Osentoski | 1785707 | 1 | 04/27/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Erle Mark Petrie | 1943839 | 2 | 04/27/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vincent Neal | 4343914 | 1 | 01/07/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Anthony Oberlin | 2962968 | 2 | 10/08/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott James Leclaire | 1580976 | 1 | 03/13/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Edward Tyrrell | 1447382 | 2 | 03/13/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marianna Goldenberg | 2165876 | 2 | 02/05/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Roland Migneault | 2978650 | 2 | 01/21/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Meena Siulai Cheng | 2378733 | 1 | 04/28/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |