Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christine Anne Heuston | 5597476 | 1 | 01/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Casey Elizabeth Johnson | 5437601 | 1 | 03/15/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Decarla Shevon Reed | 4214466 | 2 | 06/13/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Garman Fitzgerald | 1422868 | 2 | 06/08/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert James Messett | 2918392 | 1 | 03/02/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Laurence Davidman | 1316143 | 1 | 03/02/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Louis Stone | 2989366 | 1 | 06/01/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kirk Quentin Brown | 1607872 | 2 | 12/07/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Francis Tortis | 4736203 | 1 | 05/29/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Nicholas Zerah | 2209431 | 2 | 05/01/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |