Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Stephen Catrabone | 2340001 | 2 | 04/07/2010 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Steven Joseph Blandino | 2687345 | 2 | 04/06/2010 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Peter Charles McManus | 1284284 | 4 | 03/01/2010 | Customer Dispute | Denied | $57,741.40 | $0.00 | See FINRA Report |
| Peter Charles McManus | 1284284 | 4 | 03/01/2010 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Peter Charles McManus | 1284284 | 4 | 03/01/2010 | Customer Dispute | Denied | $570,407.00 | $0.00 | See FINRA Report |
| Dennis Ronald Browne | 2710387 | 1 | 02/26/2010 | Customer Dispute | Denied | $7,373.17 | $0.00 | See FINRA Report |
| Paul David Levin | 1294440 | 2 | 02/22/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Michelle R Martin | 3165837 | 1 | 02/16/2010 | Customer Dispute | Denied | $28,378.00 | $0.00 | See FINRA Report |
| John Michael Augustine | 2304923 | 2 | 02/15/2010 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Robert Eugene Meyer | 2874399 | 1 | 01/21/2010 | Customer Dispute | Denied | $25,921.40 | $0.00 | See FINRA Report |