Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harsh Mehra | 3024860 | 4 | 12/14/2012 | Customer Dispute | Denied | $51,618.80 | $0.00 | See FINRA Report |
| Mark Douglas Erwin | 3039639 | 2 | 11/16/2012 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Ronald John Yoviene | 2170318 | 2 | 11/01/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Meyerson | 2075361 | 2 | 08/07/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Wyson | 4021197 | 2 | 07/03/2012 | Customer Dispute | Denied | $53,078.80 | $0.00 | See FINRA Report |
| John Francis Walsh | 2386920 | 2 | 03/22/2012 | Customer Dispute | Denied | $8,100.00 | $0.00 | See FINRA Report |
| Frank Garman Fitzgerald | 1422868 | 2 | 01/13/2012 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| John Raymond Peters | 1168518 | 1 | 12/02/2011 | Customer Dispute | Denied | $6,842.53 | $0.00 | See FINRA Report |
| Michael Joseph Magnani | 2075449 | 1 | 11/28/2011 | Customer Dispute | Denied | $17,746.60 | $0.00 | See FINRA Report |
| Jeffrey Roland Migneault | 2978650 | 2 | 05/12/2011 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |