Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cary Amin Grunder | 2102670 | 1 | 05/14/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeremy Mark Lobo | 2945385 | 2 | 03/19/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark John Yatros | 2256011 | 1 | 01/22/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Roger Mark Finder | 1133494 | 1 | 01/20/2001 | Customer Dispute | Denied | $5,786.27 | $0.00 | See FINRA Report |
| Aaron Jack Simon | 3092798 | 1 | 01/16/2001 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Stephen Tyler Ingalls | 2775816 | 1 | 07/25/2000 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Todd Robert Emoff | 2375815 | 1 | 05/09/2000 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Patrick Allan Jordan | 2363995 | 1 | 11/30/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Darin Kaoru Inouye | 2316952 | 1 | 05/18/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Stephen John Wood | 1386634 | 2 | 08/26/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |