Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Anthony Dwyer | 2039844 | 2 | 01/21/2002 | Customer Dispute | Denied | $17,258.60 | $0.00 | See FINRA Report |
| Paul David Levin | 1294440 | 2 | 01/09/2002 | Customer Dispute | Denied | $5,942.82 | $0.00 | See FINRA Report |
| Leo David Boisvert | 2265493 | 2 | 12/17/2001 | Customer Dispute | Denied | $47,318.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Ricks | 1026184 | 2 | 12/03/2001 | Customer Dispute | Denied | $1,151,650.00 | $0.00 | See FINRA Report |
| Michael Dennis Degolier | 2397904 | 3 | 11/12/2001 | Customer Dispute | Denied | $6,265.42 | $0.00 | See FINRA Report |
| Louis Merkle | 2463186 | 1 | 08/29/2001 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Gallant | 3068551 | 1 | 08/27/2001 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Dennis Camille Gero | 2314746 | 2 | 08/14/2001 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Richard Preston Tonkinson | 2178590 | 3 | 06/26/2001 | Customer Dispute | Denied | $6,838.71 | $0.00 | See FINRA Report |
| Richard Brian Gurz | 3021130 | 1 | 06/12/2001 | Customer Dispute | Denied | $9,900.00 | $0.00 | See FINRA Report |