Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy John Mahalak | 2593524 | 1 | 08/09/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Hatfield | 3111861 | 2 | 07/26/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jay Stibbe | 2660466 | 1 | 07/24/2002 | Customer Dispute | Denied | $6,914.00 | $0.00 | See FINRA Report |
| Erle Mark Petrie | 1943839 | 2 | 07/15/2002 | Customer Dispute | Denied | $39,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Lintemuth | 1219926 | 1 | 06/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Piscura | 1026461 | 2 | 06/07/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| David Michael Greenleaf | 2370933 | 1 | 04/10/2002 | Customer Dispute | Denied | $15,173.90 | $0.00 | See FINRA Report |
| Nicole Francis | 1685116 | 3 | 03/08/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Joshua Alexander Paul | 2493235 | 1 | 02/26/2002 | Customer Dispute | Denied | $111,000.00 | $0.00 | See FINRA Report |
| Chad Gerald Zimmerman | 3195768 | 1 | 02/14/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |