Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Edward Clegg | 725190 | 1 | 08/18/2022 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Michael Vincent Hunt | 2400633 | 1 | 06/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Luke Warren McKelvy | 5249765 | 1 | 03/31/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Megan M Alpert | 5140964 | 1 | 01/25/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Wayne Siegel | 4247247 | 1 | 12/20/2021 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Blaser | 2162901 | 2 | 06/07/2021 | Customer Dispute | Denied | $3,000,000.00 | $0.00 | See FINRA Report |
| James Wood Diamond | 1319295 | 1 | 11/08/2020 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |
| Gregory Alan Jacobson | 2635798 | 2 | 10/22/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jerry Leon Perfect | 1767138 | 1 | 07/21/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Paylor | 1095866 | 1 | 05/02/2020 | Customer Dispute | Denied | $27,827.40 | $0.00 | See FINRA Report |