Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Ward Mazer | 1273953 | 1 | 03/04/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| John Michael Cronin | 2181589 | 2 | 03/03/2004 | Customer Dispute | Denied | $33,500.00 | $0.00 | See FINRA Report |
| David Duane Bonebrake | 3087979 | 1 | 02/26/2004 | Customer Dispute | Denied | $95,000.00 | $0.00 | See FINRA Report |
| Matthew Joseph Sullivan | 2501384 | 1 | 02/06/2004 | Customer Dispute | Denied | $6,274.35 | $0.00 | See FINRA Report |
| Nicole Francis | 1685116 | 3 | 11/19/2003 | Customer Dispute | Denied | $13,354.00 | $0.00 | See FINRA Report |
| Charles Durham Dodds | 1453876 | 4 | 07/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Kendall Ephraim | 3066936 | 1 | 07/23/2003 | Customer Dispute | Denied | $19,402.80 | $0.00 | See FINRA Report |
| Timothy Philip Newton | 2939750 | 1 | 06/30/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Dana Keir Graves | 2811852 | 1 | 06/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Francis King | 2221340 | 1 | 05/23/2003 | Customer Dispute | Denied | $26,497.00 | $0.00 | See FINRA Report |