Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Gerald Deruyver | 2401506 | 3 | 01/03/2005 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Christopher Gerald Deruyver | 2401506 | 3 | 11/18/2004 | Customer Dispute | Denied | $32,775.30 | $0.00 | See FINRA Report |
| Michael David Lambrix | 4310513 | 3 | 09/21/2004 | Customer Dispute | Denied | $5,836.00 | $0.00 | See FINRA Report |
| Jared Daniel Burke | 4537891 | 2 | 09/07/2004 | Customer Dispute | Denied | $6,872.00 | $0.00 | See FINRA Report |
| Steven David Schlegel | 2210096 | 1 | 09/07/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Renard Berglund | 2164698 | 2 | 08/20/2004 | Customer Dispute | Denied | $103,481.00 | $0.00 | See FINRA Report |
| James Edward Tyrrell | 1447382 | 2 | 07/21/2004 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Christopher David Werner | 4538721 | 1 | 05/05/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Andrew Salmeron | 2087875 | 1 | 05/03/2004 | Customer Dispute | Denied | $62,066.80 | $0.00 | See FINRA Report |
| Michael Lewis Williams | 468074 | 2 | 04/16/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |