Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Patrick Carbin | 1489347 | 1 | 12/14/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nancy Leigh Kornblum | 3134533 | 1 | 12/07/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bradley William Pratt | 1129498 | 1 | 11/22/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick W Pirone | 1448190 | 3 | 08/02/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Hatfield | 3111861 | 2 | 06/28/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Clinton Hill | 3160063 | 2 | 05/30/2006 | Customer Dispute | Denied | $6,880.00 | $0.00 | See FINRA Report |
| Todd Matthew George | 2438176 | 1 | 04/25/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Bragg | 2004855 | 1 | 02/21/2006 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Eric Clark Hutchinson | 1413128 | 1 | 10/27/2005 | Customer Dispute | Denied | $5,200.00 | $0.00 | See FINRA Report |
| David Lane Gabay | 1032946 | 2 | 10/27/2005 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |