Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Noel Eller | 2167629 | 1 | 09/08/2008 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Eric Paul Martin | 2651433 | 1 | 09/02/2008 | Customer Dispute | Denied | $6,800.00 | $0.00 | See FINRA Report |
| Richard Preston Tonkinson | 2178590 | 3 | 07/28/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Susan Marie Priem | 1449418 | 1 | 06/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Edward Prue | 2129636 | 2 | 06/11/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Andrew Donohue | 1001864 | 4 | 05/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Michael English | 2256420 | 1 | 03/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Jeffrey Langstaff | 4664797 | 1 | 03/26/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Lawrence Stern | 2169171 | 1 | 01/29/2008 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Lisa Anne Noonan | 3140844 | 2 | 01/25/2008 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |