Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerald Gordon Rubin | 1673485 | 1 | 01/19/2010 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| John Peter Gingas | 708441 | 1 | 12/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lee Erwin | 2513608 | 1 | 12/14/2009 | Customer Dispute | Denied | $6,265.11 | $0.00 | See FINRA Report |
| John Andrew Donohue | 1001864 | 4 | 11/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Terence Covill | 4675358 | 1 | 09/17/2009 | Customer Dispute | Denied | $108,775.00 | $0.00 | See FINRA Report |
| James Joseph Galante | 4310538 | 1 | 08/12/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Vincent Carl Feijoo | 4188945 | 2 | 06/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Malcolm David Walker | 2865657 | 2 | 05/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Allen Weller | 2207115 | 1 | 04/28/2009 | Customer Dispute | Denied | $118,500.00 | $0.00 | See FINRA Report |
| John Francis Walsh | 2386920 | 2 | 04/22/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |