Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Kevin Liguzinski | 2487288 | 2 | 11/07/2000 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Stephen Tyler Ingalls | 2775816 | 1 | 07/25/2000 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Todd Robert Emoff | 2375815 | 1 | 05/09/2000 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Hine | 2000926 | 1 | 05/04/2000 | Customer Dispute | Closed-No Action | $42,800.00 | $0.00 | See FINRA Report |
| Ronald John Yoviene | 2170318 | 2 | 04/24/2000 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| Craig Jamieson Skeels | 734520 | 1 | 02/02/2000 | Customer Dispute | Settled | $17,332.70 | $0.00 | See FINRA Report |
| Patrick Allan Jordan | 2363995 | 1 | 11/30/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nicholas Salvatore Cosentino | 1916176 | 1 | 11/28/1999 | Customer Dispute | Closed-No Action | $99,916.00 | $0.00 | See FINRA Report |
| Stephen M Astle | 1232674 | 1 | 10/14/1999 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Eugene Juilfs | 2849378 | 3 | 07/13/1999 | Customer Dispute | Settled | $10,750.00 | $0.00 | See FINRA Report |