Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Dennis Degolier | 2397904 | 3 | 11/12/2001 | Customer Dispute | Denied | $6,265.42 | $0.00 | See FINRA Report |
| Daniel P Gannon | 2765607 | 1 | 10/16/2001 | Customer Dispute | Settled | $9,577.97 | $0.00 | See FINRA Report |
| Daniel Richard Santanello | 1158062 | 1 | 09/28/2001 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |
| James Lee Adams | 1287344 | 1 | 09/27/2001 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Kathy Miller Parrish | 1145207 | 1 | 09/19/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Louis Merkle | 2463186 | 1 | 08/29/2001 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Charles Gregory Olsen | 2092428 | 1 | 08/28/2001 | Customer Dispute | Closed-No Action | $174,000.00 | $0.00 | See FINRA Report |
| Gilbert Anthony Gallant | 3068551 | 1 | 08/27/2001 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Dennis Camille Gero | 2314746 | 2 | 08/14/2001 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Candace Gordon Kaplan | 712576 | 1 | 07/11/2001 | Customer Dispute | Settled | $17,709.90 | $0.00 | See FINRA Report |