Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Francis King | 2221340 | 1 | 05/23/2003 | Customer Dispute | Denied | $26,497.00 | $0.00 | See FINRA Report |
| Alexander Dimartini | 2211270 | 2 | 05/13/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Robert Cadieux | 1983313 | 1 | 05/12/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alexander James Saulon | 3120711 | 1 | 04/28/2003 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Kurt Charles Jackson | 2913769 | 2 | 04/02/2003 | Customer Dispute | Award / Judgment | $490,000.00 | $48,430.00 | See FINRA Report |
| Charles Durham Dodds | 1453876 | 4 | 03/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carl Francis Bailey | 870110 | 2 | 03/27/2003 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |
| Greg Wayne Stafford | 2671574 | 2 | 02/27/2003 | Customer Dispute | Settled | $9,682.00 | $0.00 | See FINRA Report |
| Stephen George Harvey | 1274964 | 2 | 02/11/2003 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Dennis Camille Gero | 2314746 | 2 | 02/03/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |