Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick W Pirone | 1448190 | 3 | 08/02/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Gerald Murphy | 2574481 | 3 | 07/20/2006 | Customer Dispute | Settled | $22,601.00 | $0.00 | See FINRA Report |
| Paul Jason Landry | 3219055 | 1 | 07/13/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Hatfield | 3111861 | 2 | 06/28/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Clinton Hill | 3160063 | 2 | 05/30/2006 | Customer Dispute | Denied | $6,880.00 | $0.00 | See FINRA Report |
| Michael Ernest Spears | 2582169 | 1 | 05/16/2006 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Todd Matthew George | 2438176 | 1 | 04/25/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Blandino | 2687345 | 2 | 04/12/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Robert Scott Harsha | 4697363 | 1 | 03/15/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Bragg | 2004855 | 1 | 02/21/2006 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |