Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Marie Priem | 1449418 | 1 | 06/26/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Edward Prue | 2129636 | 2 | 06/11/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Andrew Donohue | 1001864 | 4 | 05/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Will Dietz | 4512303 | 1 | 04/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Michael English | 2256420 | 1 | 03/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Jeffrey Langstaff | 4664797 | 1 | 03/26/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Roger Dennis Wood | 472097 | 1 | 03/11/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Lawrence Stern | 2169171 | 1 | 01/29/2008 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Lisa Anne Noonan | 3140844 | 2 | 01/25/2008 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Paul William Combs | 1807246 | 1 | 01/22/2008 | Customer Dispute | Settled | $68,643.00 | $0.00 | See FINRA Report |