Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher M Moran | 4249353 | 2 | 10/02/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Charles Piscura | 1026461 | 2 | 09/29/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Noel Eller | 2167629 | 1 | 09/08/2008 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Alan Testa | 4850901 | 2 | 09/04/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eric Paul Martin | 2651433 | 1 | 09/02/2008 | Customer Dispute | Denied | $6,800.00 | $0.00 | See FINRA Report |
| Steven Ray Wisdom | 1050687 | 1 | 08/24/2008 | Customer Dispute | Closed-No Action | $5,400.00 | $0.00 | See FINRA Report |
| William Ray Verhagen | 1603551 | 1 | 08/18/2008 | Customer Dispute | Settled | $21,493.00 | $0.00 | See FINRA Report |
| Rondi Kim Albrecht | 2381832 | 1 | 07/29/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Preston Tonkinson | 2178590 | 3 | 07/28/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David William Powell | 1592462 | 1 | 07/15/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |